Wonders

Key research papers on federated learning

Communication efficiency, non-IID data, privacy and health-care applications: the federated learning papers cited most, with surveys and search strings.

Data from OpenAlex, retrieved September 21, 2026

In short

Federated learning trains a shared model while the training data stay distributed across many clients. The oldest listed paper is Konečný et al. (2016) on communication efficiency. Two overviews organise it: Li et al. (2020), Challenges, Methods, and Future Directions, and Kairouz et al. (2021), Advances and Open Problems, written by 59 authors. The recurring technical problems are statistical heterogeneity (Zhao et al., 2018), communication cost and privacy guarantees (Wei et al., 2020).

How the literature is organised

Konečný et al. (2016) describe the setting, in which data remain distributed over a large number of clients with unreliable and relatively slow connections, and set out strategies for reducing communication. Within four years the idea had spread to edge computing, wireless networks and medicine, and overviews followed. Li et al. (2020) discuss the characteristics and challenges of federated learning, current approaches and future directions in a magazine-length article. Kairouz et al. (2021) is the long one, a monograph of advances and open problems. Lim et al. (2020) survey federated learning in mobile edge networks.

Much of the most-cited work is in IEEE journals on communications and the Internet of Things: adaptive federated learning under resource constraints (Wang et al., 2019), joint learning and communication over wireless networks (Chen et al., 2021) and energy efficiency (Yang et al., 2021).

Medicine is the most-cited application here. Rieke et al. (2020) set out the promise for digital health, Sheller et al. (2020) demonstrated multi-institutional collaboration without sharing patient data, and Dayan et al. (2021) trained a model on data from 20 institutes to predict the future oxygen requirements of symptomatic COVID-19 patients.

Main debates

The main technical debate concerns trade-offs among model performance, privacy and cost. Wei et al. (2020) show a trade-off between convergence performance and the level of privacy protection under differential privacy. A second question is whether one global model is even the right target when clients differ, which motivates personalised federated learning (Tan et al., 2023). A third concerns trust in data sharing between participants, where Lu et al. (2020) combine federated learning with blockchain for the industrial Internet of Things.

Where recent work is heading

Recent highly cited papers address efficiency through knowledge distillation (Wu et al., 2022), security applications such as anomaly detection for the Internet of Things (Mothukuri et al., 2022) and, in a survey, smart health care (Nguyen et al., 2023). Surveys have multiplied; Zhang et al. (2021) and Wen et al. (2023) are general ones.

Most-cited foundational papers

Published before 2021 and ranked by how often later work cites them. Read the abstract of each and the full text of the three or four closest to your question. Citation count measures attention, not quality, so treat this as a map of what the field has argued about rather than a ranking of what is true.

  1. 1
    Federated Learning: Challenges, Methods, and Future Directions

    Tian Li and 3 others (2020). IEEE Signal Processing Magazine.

    Cited by 5,056Open accessdoi:10.1109/msp.2020.2975749

  2. 2
    Federated Learning: Strategies for Improving Communication Efficiency

    Jakub Konečný and 5 others (2016). arXiv (Cornell University).

    Cited by 3,043Open accessdoi:10.48550/arxiv.1610.05492

  3. 3
    The future of digital health with federated learning

    Nicola Rieke and 16 others (2020). npj Digital Medicine.

    Cited by 3,021Open accessdoi:10.1038/s41746-020-00323-1

  4. 4
    Federated Learning in Mobile Edge Networks: A Comprehensive Survey

    Wei Yang Bryan Lim and 7 others (2020). IEEE Communications Surveys & Tutorials.

    Cited by 2,557doi:10.1109/comst.2020.2986024

  5. 5
    Federated Learning With Differential Privacy: Algorithms and Performance Analysis

    Kang Wei and 8 others (2020). IEEE Transactions on Information Forensics and Security.

    Cited by 2,379Open accessdoi:10.1109/tifs.2020.2988575

  6. 6
    Adaptive Federated Learning in Resource Constrained Edge Computing Systems

    Shiqiang Wang and 6 others (2019). IEEE Journal on Selected Areas in Communications.

    Cited by 2,301doi:10.1109/jsac.2019.2904348

  7. 7
    Federated Learning with Non-IID Data

    Yue Zhao and 5 others (2018). arXiv (Cornell University).

    Cited by 1,916Open accessdoi:10.48550/arxiv.1806.00582

  8. 8
    Federated learning in medicine: facilitating multi-institutional collaborations without sharing patient data

    Micah J. Sheller and 10 others (2020). Scientific Reports.

    Cited by 1,607Open accessdoi:10.1038/s41598-020-69250-1

  9. 9
    A review of applications in federated learning

    Li Li and 3 others (2020). Computers & Industrial Engineering.

    Cited by 1,516Open accessdoi:10.1016/j.cie.2020.106854

  10. 10
    Blockchain and Federated Learning for Privacy-Preserved Data Sharing in Industrial IoT

    Yunlong Lu and 4 others (2020). IEEE Transactions on Industrial Informatics.

    Cited by 1,265doi:10.1109/tii.2019.2942190

Most-cited papers since 2021

Primary studies and conceptual papers from 2021 onwards. A paper published in 2024 has had a few years to accumulate citations where the works in the section above have had decades, so compare these counts with each other rather than with the ones above.

  1. 1
    Advances and Open Problems in Federated Learning

    Peter Kairouz and 58 others (2021). Foundations and Trends® in Machine Learning.

    Cited by 5,491Open accessdoi:10.1561/2200000083

  2. 2
    A Joint Learning and Communications Framework for Federated Learning Over Wireless Networks

    Mingzhe Chen and 5 others (2021). IEEE Transactions on Wireless Communications.

    Cited by 1,543doi:10.1109/twc.2020.3024629

  3. 3
    Federated Learning for Healthcare Informatics

    Jie Xu and 5 others (2021). Journal of Healthcare Informatics Research.

    Cited by 1,513Open accessdoi:10.1007/s41666-020-00082-4

  4. 4
    Energy Efficient Federated Learning Over Wireless Communication Networks

    Zhaohui Yang and 4 others (2021). IEEE Transactions on Wireless Communications.

    Cited by 1,168doi:10.1109/twc.2020.3037554

  5. 5
    Towards Personalized Federated Learning

    Alysa Ziying Tan and 3 others (2023). IEEE Transactions on Neural Networks and Learning Systems.

    Cited by 1,148Open accessdoi:10.1109/tnnls.2022.3160699

  6. 6
    Federated learning for predicting clinical outcomes in patients with COVID-19

    Ittai Dayan and 98 others (2021). Nature Medicine.

    Cited by 789Open accessdoi:10.1038/s41591-021-01506-3

  7. 7
    Federated-Learning-Based Anomaly Detection for IoT Security Attacks

    Viraaji Mothukuri and 5 others (2022). IEEE Internet of Things Journal.

    Cited by 717doi:10.1109/jiot.2021.3077803

  8. 8
    Communication-efficient federated learning via knowledge distillation

    Chuhan Wu and 4 others (2022). Nature Communications.

    Cited by 623Open accessdoi:10.1038/s41467-022-29763-x

Recent reviews and meta-analyses

The fastest way into a literature. A good review gives you the structure of the field, a reference list to mine and, in its limitations section, the gaps other researchers have already spotted.

  1. 1
    A survey on federated learning

    Chen Zhang and 5 others (2021). Knowledge-Based Systems.

    Cited by 1,864doi:10.1016/j.knosys.2021.106775

  2. 2
    Federated Learning for Internet of Things: A Comprehensive Survey

    Dinh C. Nguyen and 5 others (2021). IEEE Communications Surveys & Tutorials.

    Cited by 1,483Open accessdoi:10.1109/comst.2021.3075439

  3. 3
    A survey on security and privacy of federated learning

    Viraaji Mothukuri and 5 others (2021). Future Generation Computer Systems.

    Cited by 1,406doi:10.1016/j.future.2020.10.007

  4. 4
    Federated learning on non-IID data: A survey

    Hangyu Zhu and 3 others (2021). Neurocomputing.

    Cited by 1,047doi:10.1016/j.neucom.2021.07.098

  5. 5
    A survey on federated learning: challenges and applications

    Jie Wen and 5 others (2023). International Journal of Machine Learning and Cybernetics.

    Cited by 874Open accessdoi:10.1007/s13042-022-01647-y

  6. 6
    Federated Learning for Smart Healthcare: A Survey

    Dinh C. Nguyen and 7 others (2023). ACM Computing Surveys.

    Cited by 801doi:10.1145/3501296

How big the literature is, and where it is published

OpenAlex indexes 37,733 works whose title matches this topic. The chart shows how many were published each year from 2005 to 2025; the current year is left out because it is incomplete.

2005: 2 works220052006: 1 works2007: 2 works2008: 1 works2011: 2 works2016: 3 works2017: 6 works2018: 46 works2019: 222 works2020: 987 works2021: 2,166 works2022: 3,413 works2023: 5,493 works2024: 7,370 works2025: 9,411 works9,4112025
Show the numbers as a table
YearWorks
20052
20061
20072
20081
20112
20163
20176
201846
2019222
2020987
20212,166
20223,413
20235,493
20247,370
20259,411

Journals behind the most-cited work

Counted across the 168 most-cited works on the topic, not across everything published. Browsing recent issues of the first two or three is a reliable way to find current work that has not yet been cited much.

Sub-topics to narrow into

A thesis-sized question usually sits inside one of these, combined with a population or a setting.

How to cite these papers

Every paper above has a DOI, a part of the reference that is easy to leave out. Here is one of them, “Federated Learning: Challenges, Methods, and Future Directions” (2020), in the two styles students ask about most:

APA 7th edition

Li, T., Sahu, A. K., Talwalkar, A., & Smith, V. (2020). Federated learning: Challenges, methods, and future directions. IEEE Signal Processing Magazine, 37(3), 50–60. https://doi.org/10.1109/msp.2020.2975749

MLA 9th edition

Li, Tian, et al. “Federated Learning: Challenges, Methods, and Future Directions.” IEEE Signal Processing Magazine, vol. 37, no. 3, 2020, pp. 50–60, https://doi.org/10.1109/msp.2020.2975749.

Check the details against the article itself before you submit: databases, including the one behind this page, sometimes carry the online-first year rather than the volume year. Full rules and more examples are in our guides to APA, MLA, Chicago, Harvard, Vancouver and ABNT, with the rest in the citation guides. You can also format a reference from its DOI with our free citation tools.

Frequently asked questions

Where is the original federated learning paper?

McMahan and colleagues' 2016 paper is titled Communication-Efficient Learning of Deep Networks from Decentralized Data (arXiv:1602.05629). Its title does not contain the words federated learning, so a title search misses it. Konečný et al. (2016), which is listed and has McMahan as second author, dates from the same year.

Does federated learning guarantee privacy?

Not by itself, which is why there is a literature on it. Wei et al. (2020) add differential privacy to federated learning and show a trade-off: better convergence performance means a lower level of privacy protection. Mothukuri et al. (2021) survey security and privacy. When you read a privacy claim, look for the threat model it assumes.

What is non-IID data and why does it matter?

In a federation, each client's data come from a different distribution: one hospital sees different patients from another. Zhao et al. (2018) showed that accuracy fell by up to 55% for neural networks trained on highly skewed non-IID data, where each client held a single class. Zhu et al. (2021) survey the work on this problem.

How this page was made

The lists come from OpenAlex, an open index of scholarly works whose data are published under a CC0 licence, queried on September 21, 2026 for works whose title matches "federated learning". Only works with a DOI are listed. Each one was checked against the publisher’s own record at Crossref or DataCite (title, year, first author, journal, volume and pages), and in three cases, where the publisher deposited no byline, against PubMed; anything OpenAlex or Crossref flags as retracted was left out, and an editor took out results that matched the words but not the subject. Citation counts are OpenAlex’s on that date and are usually lower than Google Scholar’s, which counts more kinds of document. Ranking by citations tells you what a field has relied on, not what is correct; several heavily cited papers on any topic are cited because later work disputes them. Books without a DOI are missing, which matters in fields where the founding text is a book.

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